Nabin Sapkota

Responsible of managing all trust funds given or bequeathed for the benefit of the town or its inhabitants, unless instructed otherwise by the donor.

• Review and evaluate RFP for Investment Manager Selection
• Work with City Treasurer to define Investment Objectives and ensure allocations are compliant with the IPS.
• Meet with Investment Manager/City officials and review quarterly Investment returns .

Responsible for implementing the Charles RIver Investment Management system and successfully completing the project.

• Assist on creating SOW, create project plan and set milestones.
• Perform requirement gathering, determine business needs, and map requirements to product functionality.
• Configure data mapping requirements for accounting system, market data, and Trading Venues.
• Design/Implement elegant workflows for Derivatives, FI and Equity trading and Portfolio Management.
• convert portfolio guidelines into pre, post and batch compliance test.
• Run weekly status and bi weekly steering committee
• Develop strong working relationships with clients, team members, and company executives

Manage and lead a cross functional team of ten seasoned analyst along with mentoring and guiding two to four new associate consultant. Apart from leading the team I motivate staff to do better, make sound decisions and treat each other in a professional and respectful manner.

• Responsible of managing and resolving all functional issues reported on a daily basis.
• Review client requirements and translate them into effective technical solutions thus promoting client retention.
• Actively participate in new client Implementation and support client through go live process.
• Subject matter expert on numerous modules. (Analytics, Trading, Portfolio Management, Compliance, TCA)
• Prepare demo’s and present OTC derivative workflows, advise clients on electronic swap trading configuration
• Validate and review pre-post and batch compliance rules, and advise clients on issues.
• Create stories for product enhancements and discuss requirement with Product Manager
• Run weekly staff meeting and monthly one on one with individual staff
• Create and deliver concise measurable performance goals

Responsible for trade execution via CRD's Crossing Network along with trade settlements, client and regulatory reporting. Lead all new software installation and client onboarding.

• Played Critical role in launching a Buy Side only Crossing Network.(Market Data, FIX, Trade match & clearing)
• Setup FIX connections run simulated trades prior go live
• Implement trading software, and run diagnostics to ensure no negative impact on OMS post install.
• Foster relationship with Buy side trading desk; execute client directed orders.
• Analyze existing order flow, create client specific impact reports using executed trade analytics.
• Craft marketing materials for sales team, run in house simulation to predict dark pool hit rate, trade size, TCA.
• Create triggers and circuit breakers rules to comply with SEC regulation.

Responsible for all middle office task for the Transition Management, Equity Trading and Sales Trading desk.

• Support and maintenance of trade details for accurate appraisal and performance calculations.
• Monitored flow of trade data from trading desk & work with sell side trading/operations on trade issues.
• Regulatory Reporting, Oats, MSRB and Trace
• UAT testing to ensure smooth implementation in production for new products
• Actively participated in SSGM’s transition to a Self-Clearing broker
• Worked with contra brokers and DTCC regarding 9A/9B and QSR agreements

Responsible for adding new data feeds and validating incoming data.Review flow and allocation report to ensure accuracy.

• Generate daily, weekly and monthly fund flow/liquidity reports and asset allocation weights using large  raw dataset.
• Tracked Stock Market liquidity by measuring inflows and outflows of both debt & equity MF, ETF’s.
• Responsible for work/team outsourced in India.
• Track newly launched MF, Hedge Funds in order to expand Company database that tracked 3 trillion in assets in daily fund flows, established relationship with Institutions to gather new fund data

Responsible for the accurate reporting of daily NAV for seven mutual funds. Manage and guide six fund accountants along with the daily tasks.

• Reviewed daily accounting transactions on mutual funds pre and post pricing
• Manage workflow to implement new procedures, plan proper resource provision, and set deadlines to meet client deliverables.
• Fostered relationship with clients and other areas of the bank to ensure delivery of high quality information.
• Determined daily investable cash and monitored daily security settlement and daily cash flow
• Provide regular employee feedback along with leading formal annual performance review.
• Promoted to Manager within the first six months of employment.